Steel Excel Inc.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Nov 28, 2025
- Accession no.
- 0001193805-25-001676
- Filed
- Nov 28, 2025, 4:43 PM ET
- Trade date
- Nov 25-28, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $486.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steel Excel Inc.CIK 0000709804 | 10% Owner |
| Steel Connect LLCCIK 0000914712 | 10% Owner |
| Steel Partners Holdings L.P.CIK 0001452857 | 10% Owner |
| SPH Group Holdings LLCCIK 0001522066 | 10% Owner |
| SPH Group LLCCIK 0001522067 | 10% Owner |
| Steel Partners Holdings GP Inc.CIK 0001537666 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +34,851 | $4.56 | +$159,007.69 | 2,900,463 | Indirect | |
| Nov 26, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +64,031 | $4.97 | +$318,144.43 | 2,964,494 | Indirect | |
| Nov 28, 2025 | Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,940 | $4.88 | +$9,467.2 | 2,966,434 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.