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Vitt Daniel's Form 4/A amendment

Amended

Immunic, Inc. (IMUX) · filed Jun 20, 2025

Accession no.
0001193805-25-000923
Filed
Jun 20, 2025
Trade date
Jun 4-5, 2025
Filing delay
16 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 6, 2025

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $11.6K. It was filed 16 days after the trade.

This amendment replaces 0001193805-25-000821 (filed Jun 6, 2025).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vitt DanielCIK 0001773673Director, Officer (CEO and Director)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 4, 2025Common StockPPurchaseAcquired+15,000$0.77F1+$11,55029,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 5, 2025Common StockAGrant or awardAcquired+1,558,000$0.00$01,558,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The purchase was made in Euros and the price was converted into U.S. dollars based on the foreign currency exchange rate as of June 4, 2025 (at Euro 1.00 = U.S. dollar 1.1384).

Referenced by the price of 1 transaction in Table I.

F2

362,877 shares of the Issuer's common stock are owned by Listrax UG (haftungsbeschrankt). The RP is Managing Director of Listrax UG and exercises voting and dispositive power over such shares.

F3

25% of the shares underlying the option vest on the first anniversary of the grant date, with the remainder vesting in equal increments on each successive one-month anniversary thereafter for the next 36 months.

Remarks

This Form 4/A is being filed to amend the prior Form 4 filed by the Reporting Peron on June 6, 2025 to correct an administrative error that incorrectly reported the number of stock options granted.

Read the full filing on SEC EDGAR (opens in a new tab)