Shanghai Pudong Science & Technology Investment Group Co., Ltd.'s Form 4 filing
ACM Research, Inc. (ACMR) · filed Oct 8, 2024
- Accession no.
- 0001193805-24-001228
- Filed
- Oct 8, 2024, 9:37 PM ET
- Trade date
- Oct 4-8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $23.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shanghai Pudong Science & Technology Investment Group Co., Ltd.CIK 0001980934 | 10% Owner, Other: Possible member of 10% group |
| Shanghai Science & Technology Venture Capital (Group) Co., Ltd.CIK 0001981092 | 10% Owner, Other: Possible member of 10% group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2024 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −570,735 | $21.52F1,F2 | −$12,282,217.2 | 2,833,171 | Direct | |
| Oct 4, 2024 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −129,265 | $20.94F3 | −$2,706,809.1 | 2,703,906 | Direct | |
| Oct 7, 2024 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −100,514 | $25.36F4 | −$2,549,035.04 | 2,603,392 | Direct | |
| Oct 7, 2024 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −1,481 | $25.02F5 | −$37,054.62 | 2,601,911 | Direct | |
| Oct 7, 2024 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −173,005 | $23.32F6 | −$4,034,476.6 | 2,428,906 | Direct | |
| Oct 8, 2024 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −90,396 | $21.13F7 | −$1,910,067.48 | 2,338,510 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 7 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.11 to $22.10, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.71 to $21.10, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.03 to $26.02, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.01 to $25.02, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.05 to $23.91, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.53 to $21.51, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by Shanghai Science & Technology Venture Capital (Group) Co., Ltd. on June 12, 2024.