Li Min's Form 4 filing
Gulf Resources, Inc. (GURE) · filed Dec 21, 2023
- Accession no.
- 0001193805-23-001641
- Filed
- Dec 21, 2023
- Trade date
- Dec 20, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $275.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Li MinCIK 0001423751 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | SSaleDisposed | −110,000 | $2.50F1 | −$275,000 | 18,115 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 20, 2023, the Reporting Person and the third party individual entered into a private stock transaction agreement, pursuant to which the third party individual will purchase from the Reporting Person 110,000 restricted shares of common stock of the Company, par value $0.0005 per share, based on $2.5 per share. The closing of the transaction is expected to occur in January 2024 and subject to customary closing conditions.
Referenced by the price of 1 transaction in Table I.