Ferguson Scott D.'s Form 4 filing
US Foods Holding Corp. (USFD) · filed Dec 12, 2023
- Accession no.
- 0001193805-23-001581
- Filed
- Dec 12, 2023, 7:06 AM ET
- Trade date
- Dec 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market sales total $131.6M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ferguson Scott D.CIK 0001658919 | Director |
| Sachem Head Capital Management LPCIK 0001582090 | Other: See Remarks |
| Uncas GP LLCCIK 0001658906 | Other: See Remarks |
| Sachem Head GP LLCCIK 0001658917 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock, par value $0.01 ("Shares") | SSaleDisposed | −3,000,000 | $43.87 | −$131,610,000 | 15,932,877 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | SSaleDisposed | −200,000 | $0.00 | $0 | 0 | Indirect | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −50,000 | $5.00 | −$2,500 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Ferguson is the managing partner of Sachem Head and the managing member of each of SH Management and Sachem Head GP LLC and also serves on the board of directors of the Issuer. As a result, the Reporting Persons other than Mr. Ferguson may be deemed directors of the Issuer by deputization.