Star Equity Holdings, Inc.'s Form 4 filing
Firsthand Technology Value Fund, Inc. (SVVC) · filed Oct 23, 2023
- Accession no.
- 0001193805-23-001445
- Filed
- Oct 23, 2023, 9:27 PM ET
- Trade date
- Oct 19-23, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $25.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Star Equity Holdings, Inc.CIK 0000707388 | 10% Owner |
| Eberwein Jeffrey E.CIK 0001548312 | 10% Owner |
| Star Equity Fund, LPCIK 0001915673 | 10% Owner |
| Star Value Investments, LLCCIK 0001956407 | 10% Owner |
| Star Investment Management LLCCIK 0001956409 | 10% Owner |
| Star Equity Fund GP, LLCCIK 0001956411 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2023 | Common Stock | PPurchaseAcquired | +92,639 | $0.2305F3 | +$21,353.29 | 783,995 | Direct | |
| Oct 20, 2023 | Common Stock | PPurchaseAcquired | +3,600 | $0.2261 | +$813.96 | 787,595 | Direct | |
| Oct 23, 2023 | Common Stock | PPurchaseAcquired | +15,919 | $0.233F4 | +$3,709.13 | 803,514 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2236 to $0.2360, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2235 to $0.2359, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
Referenced by the price of 1 transaction in Table I.