Winson Bruce Ross's Form 4 filing
Lite Strategy, Inc. (LITS) · filed Sep 22, 2023
- Accession no.
- 0001193805-23-001317
- Filed
- Sep 22, 2023, 9:21 PM ET
- Trade date
- Sep 20-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $938.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Winson Bruce RossCIK 0001491069 | 10% Owner |
| Anson Funds Management LPCIK 0001491072 | 10% Owner |
| Anson Management GP LLCCIK 0001491073 | 10% Owner |
| Anson Advisors Inc.CIK 0001581079 | 10% Owner |
| Kassam MoezCIK 0001585167 | 10% Owner |
| Nathoo AminCIK 0001962354 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2023 | Common Stock | PPurchaseAcquired | +120,000 | $6.01 | +$721,116 | 782,528 | Indirect | |
| Sep 21, 2023 | Common Stock | PPurchaseAcquired | +33,600 | $6.46 | +$217,109.76 | 816,128 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.