22NW Fund, LP's Form 4 filing
Dirtt Environmental Solutions Ltd (DRTTF) · filed Oct 27, 2021
- Accession no.
- 0001193805-21-001505
- Filed
- Oct 27, 2021, 6:12 PM ET
- Trade date
- Oct 25-27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $413.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| 22NW Fund, LPCIK 0001640809 | 10% Owner |
| 22NW, LPCIK 0001694297 | 10% Owner |
| English Aron R.CIK 0001770436 | 10% Owner |
| 22NW Fund GP, LLCCIK 0001770575 | 10% Owner |
| 22NW GP, Inc.CIK 0001783663 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Shares | PPurchaseAcquired | +80,971 | $3.10F3 | +$250,637.63 | 15,596,772 | Indirect | |
| Oct 26, 2021 | Common Shares | PPurchaseAcquired | +43,738 | $3.09F3 | +$135,058.57 | 15,640,510 | Indirect | |
| Oct 27, 2021 | Common Shares | PPurchaseAcquired | +8,895 | $3.06F4 | +$27,255.17 | 15,649,405 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The prices reported in column 4 are weighted average prices. The shares purchased on October 25, 2021 and October 26, 2021 were purchased in multiple transactions at prices ranging from $3.0500 to $3.1000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0450 to $3.0800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.