Dove Ross's Form 4 filing
Heritage Global Inc. (HGBL) · filed Sep 29, 2026
- Accession no.
- 0001193125-26-407272
- Filed
- Sep 29, 2026, 4:00 PM ET
- Trade date
- Sep 25, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $399.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dove RossCIK 0001245119 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 25, 2026 | Common Stock | SSaleDisposed | −300,000 | $1.33F2 | −$399,000 | 2,021,917 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.
Referenced by the price of 1 transaction in Table I.