Yen Hung Hsien's Form 4/A amendment
AmendedApollomics Inc. (APLM) · filed Sep 24, 2026
- Accession no.
- 0001193125-26-401335
- Filed
- Sep 24, 2026, 7:49 PM ET
- Trade date
- Sep 14-15, 2026
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 17, 2026
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 10 days after the trade.
This amendment replaces 0001193125-26-394796 (filed Sep 17, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yen Hung HsienCIK 0002143930 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | CLASS A ORDINARY SHARES | MOption exerciseAcquired | +500 | $0.00 | $0 | 500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2026 | CLASS A ORDINARY SHARES | AGrant or awardAcquired | +2,000 | $0.00 | $0 | 2,000 | Direct | |
| Sep 15, 2026 | CLASS A ORDINARY SHARES | MOption exerciseDisposed | −500 | $0.00 | $0 | 500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
- F2
The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
- F3
RSUs were granted and previously reported on a Form 3 filed July 24, 2026. The initial RSU grant of 500 shares vested on September 15, 2026.
Remarks
This Form 4 is being amended to correct the expiration date of the stock option.