Locke Mark's Form 4 filing
Genius Sports Ltd (GENI) · filed Sep 17, 2026
- Accession no.
- 0001193125-26-394762
- Filed
- Sep 17, 2026, 8:00 PM ET
- Trade date
- Sep 15-17, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Locke MarkCIK 0001859559 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Ordinary Shares | SSaleDisposed | −477,449 | $6.58F1 | −$3,139,274.92 | 19,697,767 | Direct | |
| Sep 16, 2026 | Ordinary Shares | SSaleDisposed | −272,551 | $6.56F2 | −$1,789,242.8 | 19,425,216 | Direct | |
| Sep 17, 2026 | Ordinary Shares | SSaleDisposed | −50,000 | $6.54 | −$327,050 | 19,375,216 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4663 to $6.7219. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4998 to $6.6795. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
On September 15, 2026 the Reporting Person entered into a 'zero cost collar' arrangement (the "Transactions") pursuant to which they wrote European call options and purchased American put options over an aggregate 4,400,000 Ordinary Shares. Only one of the options can be in the money on the expiration date, at which time the in-the-money options will be exercised, and the other options will expire. If neither the put options nor the call options are in the money on the expiration date, both will expire. The Transactions will be settled in cash unless the Reporting Person elects physical settlement. The Transactions are 'zero cost collars' in which no premium was exchanged for either the call options or the put options.
Referenced by the price of 2 transactions in Table II.