Tansey Casey M's Form 4/A amendment
AmendedCarlsmed, Inc. (CARL) · filed Sep 15, 2026
- Accession no.
- 0001193125-26-392111
- Filed
- Sep 15, 2026, 5:07 PM ET
- Trade date
- Jul 24, 2025
- Filing delay
- 418 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 24, 2025
This filing lists 1 non-derivative transaction. It carries over 14 transactions from the original filing that it did not restate. Open-market purchases total $3.00M. It was filed 418 days after the trade.
This amendment restates part of 0001415889-25-020276 (filed Jul 24, 2025). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tansey Casey MCIK 0001474322 | 10% Owner |
| U.S. Venture Partners XII, L.P.CIK 0001734819 | 10% Owner |
| Presidio Management Group XII, L.L.C.CIK 0001734820 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | PPurchaseAcquired | +200,000 | $15.00 | +$3,000,000 | 200,000 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001415889-25-020276 (filed Jul 24, 2025).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | CConversionAcquired | +2,948,794 | –F1 | – | 2,948,794 | Indirect | Duplicate filing |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +825,135 | –F1 | – | 3,773,929 | Indirect | Duplicate filing |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +531,877 | –F1 | – | 4,305,806 | Indirect | Duplicate filing |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +149,655 | –F1 | – | 149,655 | Indirect | Duplicate filing |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +41,876 | –F1 | – | 191,531 | Indirect | Duplicate filing |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +26,993 | –F1 | – | 218,524 | Indirect | Duplicate filing |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +1,117,743 | –F1 | – | 1,117,743 | Indirect | Duplicate filing |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | CConversionDisposed | −2,948,794 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −825,135 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −531,877 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −149,655 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −41,876 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −26,993 | $0.00 | $0 | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −1,117,743 | $0.00 | $0 | 0 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
These shares of preferred stock are reported after giving effect to the 1-for-5.58 reverse split of the Issuer's common and preferred stock effected on July 10, 2025 (the "Reverse Split"). Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock is convertible into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering. These shares are reported in Table II above on an as-converted 1-to-1 basis with no additional consideration and have no expiration date.
Referenced by the price of 7 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Stock held by Casey M. Tansey.
Remarks
On July 24, 2025, the Reporting Persons filed a Form 4 which, due to an administrative error, inadvertently omitted the purchase of common stock by Mr. Tansey and indicated that he did not directly own any shares of the Issuer's common stock. This Form 4 is being filed solely to correct that error and report the purchase by Mr. Tansey.