Carroll Brendan's Form 4 filing
Dave Inc. (DAVE) · filed Sep 14, 2026
- Accession no.
- 0001193125-26-390839
- Filed
- Sep 14, 2026, 6:00 PM ET
- Trade date
- Sep 10-14, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carroll BrendanCIK 0001429623 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2026 | Class A Common Stock | SSaleDisposed | −480 | $1.59F1 | −$24,420.81 | 94,626 | Indirect | |
| Sep 11, 2026 | Class A Common Stock | SSaleDisposed | −506 | $1.59F2 | −$25,724.61 | 78,447 | Indirect | |
| Sep 14, 2026 | Class A Common Stock | SSaleDisposed | −1,045 | $1.60F3 | −$53,524.8 | 44,994 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.56 to $1.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table II.
- F2
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.58 to $1.62, inclusive.
Referenced by the price of 1 transaction in Table II.
- F3
The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.56 to $1.70, inclusive.
Referenced by the price of 1 transaction in Table II.