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Carson Brian Jay's Form 4 filing

Cleanspark, Inc. (CLSK) · filed Sep 9, 2026

Accession no.
0001193125-26-386880
Filed
Sep 9, 2026, 9:38 PM ET
Trade date
Sep 4-8, 2026
Filing delay
5 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carson Brian JayCIK 0002040721Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2026Common StockMOption exerciseAcquired+93,612$0.00$0140,933Direct
Sep 8, 2026Common StockFTax withholdingDisposed−36,836$13.34F3−$491,285.42104,097Direct
Sep 4, 2026Common StockMOption exerciseAcquired+16,375$0.00$0120,472Direct
Sep 4, 2026Common StockFTax withholdingDisposed−6,444$12.61F4−$81,251.75114,028Direct
Sep 4, 2026Common StockMOption exerciseAcquired+43,666$0.00$0157,694Direct
Sep 8, 2026Common StockFTax withholdingDisposed−17,183$13.34F3−$229,171.39140,511Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 4, 2026Common StockMOption exerciseDisposed−93,612$0.00$0187,225Direct
Sep 4, 2026Common StockMOption exerciseDisposed−16,375$0.00$065,500Direct
Sep 4, 2026Common StockMOption exerciseDisposed−43,666$0.00$087,334Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

Referenced by the price of 2 transactions in Table I.

F4

This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)