Schultz S. Matthew's Form 4 filing
Cleanspark, Inc. (CLSK) · filed Sep 9, 2026
- Accession no.
- 0001193125-26-386873
- Filed
- Sep 9, 2026, 9:30 PM ET
- Trade date
- Sep 4-8, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schultz S. MatthewCIK 0001625587 | Director, Officer (CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2026 | Common Stock | MOption exerciseAcquired | +209,042 | $0.00 | $0 | 2,687,383 | Direct | |
| Sep 8, 2026 | Common Stock | FTax withholdingDisposed | −92,070 | $13.34F2 | −$1,227,946.8 | 2,595,313 | Direct | |
| Sep 4, 2026 | Common Stock | MOption exerciseAcquired | +216,125 | $0.00 | $0 | 2,811,438 | Direct | |
| Sep 4, 2026 | Common Stock | FTax withholdingDisposed | −95,095 | $12.61F3 | −$1,199,043.35 | 2,716,343 | Direct | |
| Sep 4, 2026 | Common Stock | MOption exerciseAcquired | +576,333 | $0.00 | $0 | 3,292,676 | Direct | |
| Sep 8, 2026 | Common Stock | FTax withholdingDisposed | −253,587 | $13.34F2 | −$3,382,115.18 | 3,039,089 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2026 | Common Stock | MOption exerciseDisposed | −209,042 | $0.00 | $0 | 418,711 | Direct | |
| Sep 4, 2026 | Common Stock | MOption exerciseDisposed | −216,125 | $0.00 | $0 | 864,500 | Direct | |
| Sep 4, 2026 | Common Stock | MOption exerciseDisposed | −576,333 | $0.00 | $0 | 1,152,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.
Referenced by the price of 2 transactions in Table I.
- F3
This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.