Kim Vyacheslav's Form 4 filing
Joint Stock Co Kaspi.kz (KSPI) · filed Sep 9, 2026
- Accession no.
- 0001193125-26-386806
- Filed
- Sep 9, 2026, 7:57 PM ET
- Trade date
- Sep 4-9, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 derivative transactions. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim VyacheslavCIK 0002029485 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2026 | American Depositary Shares, no par value | SSaleDisposed | −6,691 | $107.51F2 | −$719,349.41 | 37,082,589 | Direct | |
| Sep 4, 2026 | American Depositary Shares, no par value | SSaleDisposed | −11,473 | $108.19F3 | −$1,241,263.87 | 37,071,116 | Direct | |
| Sep 8, 2026 | American Depositary Shares, no par value | SSaleDisposed | −7,274 | $106.33F4 | −$773,444.42 | 37,063,842 | Direct | |
| Sep 8, 2026 | American Depositary Shares, no par value | SSaleDisposed | −20,502 | $107.18F5 | −$2,197,404.36 | 37,043,340 | Direct | |
| Sep 8, 2026 | American Depositary Shares, no par value | SSaleDisposed | −3,798 | $108.29F6 | −$411,285.42 | 37,039,542 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −29,912 | $100.09F7 | −$2,993,892.08 | 37,009,630 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −11,000 | $101.10F8 | −$1,112,100 | 36,998,630 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −11,133 | $102.12F9 | −$1,136,901.96 | 36,987,497 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −8,187 | $103.07F10 | −$843,834.09 | 36,979,310 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −3,083 | $104.23F11 | −$321,341.09 | 36,976,227 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −1,794 | $105.39F12 | −$189,069.66 | 36,974,433 | Direct | |
| Sep 9, 2026 | American Depositary Shares, no par value | SSaleDisposed | −638 | $106.49F13 | −$67,940.62 | 36,973,795 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $106.90 to $107.815, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F3
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $107.92 to $108.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F4
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $105.83 to $106.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F5
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $106.835 to $107.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F6
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $107.97 to $108.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F7
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $99.685 to $100.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F8
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $100.705 to $101.685, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F9
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $101.71 to $102.705, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F10
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $102.72 to $103.625, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F11
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $103.79 to $104.775, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F12
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $104.97 to $105.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
- F13
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $106.02 to $106.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
Remarks
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.