Sparks Scott Andrew's Form 4 filing
Hornbeck Offshore Services, Inc. (HOS) · filed Sep 3, 2026
- Accession no.
- 0001193125-26-382139
- Filed
- Sep 3, 2026, 5:40 PM ET
- Trade date
- Sep 1-2, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sparks Scott AndrewCIK 0001640450 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2026 | Common Stock | AGrant or awardAcquired | +70,000 | $0.00 | $0 | 371,042 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Common stock | DReturned to the companyDisposed | −181,120 | $10.30F3 | −$1,865,536 | 0 | Direct | |
| Sep 1, 2026 | Common stock | DReturned to the companyDisposed | −250,292 | $10.30F4 | −$2,578,007.6 | 0 | Direct | |
| Sep 2, 2026 | Common Stock | AGrant or awardAcquired | +210,000 | $0.00 | $0 | 210,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Pursuant to the Merger Agreement, each outstanding Helix RSU, whether or not vested, was canceled and converted into the right of the holder to receive a cash payment equal to the closing price of a share of Helix's common stock on the trading day immediately prior to the Closing Date.
Referenced by the price of 1 transaction in Table II.
- F4
Pursuant to the Merger Agreement, each outstanding Helix performance share unit, whether or not vested, was canceled and converted into the right of the holder to receive a cash payment equal to the closing price of a share of Helix's common stock on the trading day immediately prior to the Closing Date multiplied by such number of shares subject to the award with performance deemed achieved based on the greater of target and actual level of performance through immediately prior to the effective time of the Mergers as reasonably determined by the Helix board of directors in good faith.
Referenced by the price of 1 transaction in Table II.
Remarks
Executive Vice President and Chief Operating Officer, Subsea Services and Well Intervention Exhibit 24.1 - Power of Attorney