Sawtelle Zachary T.'s Form 4/A amendment
AmendedCompass Diversified Holdings (CODI) · filed Aug 18, 2026
- Accession no.
- 0001193125-26-355927
- Filed
- Aug 18, 2026, 8:31 PM ET
- Trade date
- Aug 13, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 13, 2026
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $510.8K. It was filed 5 days after the trade.
This amendment restates part of 0001193125-26-349762 (filed Aug 13, 2026). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sawtelle Zachary T.CIK 0002140248 | Other: See Remark (a) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001193125-26-349762 (filed Aug 13, 2026).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2026 | Common Shares | PPurchaseAcquired | +25,000 | $11.99F2 | +$299,657.5 | 56,588 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.86 to $12.25, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC held by the Trust.
- F2
On 08/13/2026, the Reporting Person filed a Form 4 that inadvertently reported the purchase of 7,000 Common Shares, when in fact, 17,000 Common Shares of the Issuer were purchased.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.39 to $12.45, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
Remarks
(a) Mr. Sawtelle is the Chief Operating Officer of Compass Group Diversified Holdings LLC, Sponsor of the Trust.