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Steinberg David's Form 4 filing

Zeta Global Holdings Corp. (ZETA) · filed Aug 14, 2026

Accession no.
0001193125-26-352542
Filed
Aug 14, 2026, 5:00 PM ET
Trade date
Aug 13, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 derivative transactions. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steinberg DavidCIK 0001308562Director, Officer (Chief Executive Officer), 10% Owner
ACI Investment Partners, LLCCIK 000186190510% Owner
ACI Investment Partners XXVII, LLCCIK 000214981910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 13, 2026Class A Common StockJOtherAcquired+1,000,000–F5–1,000,000Indirect
Aug 13, 2026Class A Common StockGGiftDisposed−261,735$0.00$04,285,215Indirect
Aug 13, 2026Class A Common StockGGiftAcquired+261,735$0.00$09,842,337Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

On August 13, 2026, in connection with tax, trust and estate planning by Wynwood Trust, Botticelli entered into a variable prepaid forward contract with an unaffiliated counterparty. The contract obligates Botticelli to deliver shares of Class A Common Stock of the Issuer or, at Botticelli's election, settle the contract in cash, on a settlement date following August 13, 2029 (the "Maturity Date"). In exchange, Botticelli received an upfront cash payment of $22.7 million. Botticelli pledged 1,000,000 shares of the Issuer's Class B Common Stock (the "Subject Shares") to secure its obligations under the contract. Botticelli will retain all voting, dividend and other rights in the Subject Shares during the term of the pledge (and thereafter if the contract is settled in cash).

Referenced by the price of 1 transaction in Table II.

Remarks

This Form 4 excludes Mr. Steinberg's direct and indirect holdings of Class A common stock as there are no transactions of Class A common stock reportable under Table I.

Read the full filing on SEC EDGAR (opens in a new tab)