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Kim Vyacheslav's Form 4 filing

Joint Stock Co Kaspi.kz (KSPI) · filed Aug 10, 2026

Accession no.
0001193125-26-342937
Filed
Aug 10, 2026, 7:31 PM ET
Trade date
Aug 6-10, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 12 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kim VyacheslavCIK 0002029485Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 6, 2026American Depositary Shares, no par valueSSaleDisposed−22,973$92.01F2−$2,113,745.7337,682,036Direct
Aug 6, 2026American Depositary Shares, no par valueSSaleDisposed−5,981$93.03F3−$556,412.4337,676,055Direct
Aug 7, 2026American Depositary Shares, no par valueSSaleDisposed−17,787$90.67F4−$1,612,747.2937,658,268Direct
Aug 7, 2026American Depositary Shares, no par valueSSaleDisposed−5,285$91.66F5−$484,423.137,652,983Direct
Aug 7, 2026American Depositary Shares, no par valueSSaleDisposed−502$92.47F6−$46,419.9437,652,481Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−2,208$91.36F7−$201,722.8837,650,273Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−4,454$92.48F8−$411,905.9237,645,819Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−16,635$93.77F9−$1,559,863.9537,629,184Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−24,706$94.62F10−$2,337,681.7237,604,478Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−6,754$95.61F11−$645,749.9437,597,724Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−6,759$96.51F12−$652,311.0937,590,965Direct
Aug 10, 2026American Depositary Shares, no par valueSSaleDisposed−181$97.18F13−$17,589.5837,590,784Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $91.39 to $92.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F3

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $92.40 to $93.395, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F4

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $90.085 to $91.085, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F5

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $91.09 to $92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F6

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $92.35 to $92.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F7

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $91.035 to $91.905, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F8

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $92.085 to $93.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F9

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $93.10 to $94.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F10

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $94.12 to $95.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F11

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $95.125 to $96.125, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F12

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $96.1275 to $97.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

F13

The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $97.175 to $97.185, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table II.

Remarks

Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.

Read the full filing on SEC EDGAR (opens in a new tab)