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Novakovic Phebe N's Form 4 filing

General Dynamics Corp (GD) · filed Aug 4, 2026

Accession no.
0001193125-26-333260
Filed
Aug 4, 2026, 6:25 PM ET
Trade date
Jul 31-Aug 3, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.7M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Novakovic Phebe NCIK 0001222195Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2026Common StockMOption exerciseAcquired+166,660$165.47+$27,577,230.2933,117Direct
Jul 31, 2026Common StockFTax withholdingDisposed−115,092$379.17−$43,639,433.64818,025Direct
Aug 3, 2026Common StockSSaleDisposed−5,673$381.17F1−$2,162,377.41812,352Direct
Aug 3, 2026Common StockSSaleDisposed−22,707$382.17F2−$8,677,820.66789,645Direct
Aug 3, 2026Common StockSSaleDisposed−15,917$383.09F3−$6,097,659.45773,728Direct
Aug 3, 2026Common StockSSaleDisposed−7,271$383.85F4−$2,790,987.89766,457Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 31, 2026Common StockMOption exerciseDisposed−166,660$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sale prices ranged from $380.575 to $381.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F2

Sale prices ranged from $381.575 to $382.56. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F3

Sale prices ranged from $382.58 to $383.575. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F4

Sale prices ranged from $383.62 to $384.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)