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Sumitomo Mitsui Financial Group, Inc.'s Form 4 filing

Jefferies Financial Group Inc. (JEF) · filed Jul 17, 2026

Accession no.
0001193125-26-306696
Filed
Jul 17, 2026, 6:15 AM ET
Trade date
Jul 15, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $318.7M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001193125-26-360109 (Aug 21, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sumitomo Mitsui Financial Group, Inc.CIK 0001022837Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 15, 2026Common StockPPurchaseAcquired+5,906,542$53.96F1+$318,717,006.328,566,379Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price paid by an affiliate of the Reporting Person for the reported securities is subject to adjustment following an approximately two-month reference period pursuant to an agreement previously entered into between an affiliate of the Reporting Person and an unaffiliated third-party.

Referenced by the price of 1 transaction in Table I.

Remarks

The Reporting Person may be deemed to be a director by deputization of the Issuer for purposes of Section 16 of the Securities and Exchange Act of 1934, by virtue of the fact that Mr. Hyakutome, Deputy President of SMFG, currently serves on the board of directors of the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)