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Baker Julian's Form 4 filing

Celcuity Inc. (CELC) · filed Jul 16, 2026

Accession no.
0001193125-26-306299
Filed
Jul 16, 2026, 5:42 PM ET
Trade date
Jul 14, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $317.8M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baker JulianCIK 0001087939Other: Former 10% owner
Baker FelixCIK 0001087940Other: Former 10% owner
Baker Bros. Advisors LPCIK 0001263508Other: Former 10% owner
Baker Bros. Advisors (GP) LLCCIK 0001580575Other: Former 10% owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 14, 2026Common StockSSaleDisposed−261,368$102.50−$26,790,220442,940Indirect
Jul 14, 2026Common StockSSaleDisposed−2,838,632$102.50−$290,959,7804,372,852Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

On July 14, 2026, Baker Bros. Advisors LP on behalf of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"), submitted written notice to Celcuity Inc. (the "Issuer") to set the beneficial ownership limitation (the "Maximum Percentage") with respect to 481,437 and 5,666,350 prefunded warrants to purchase common stock of the Issuer ("Common Stock") at an exercise price of $0.001 per share held by 667 and Life Sciences, respectively, at 9.99%. As a result of the transactions reported herein and the setting of the Maximum Percentage at 9.99%, the reporting persons no longer beneficially own greater than 10% of the Common Stock.

Read the full filing on SEC EDGAR (opens in a new tab)