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Soderstrom Carl D's Form 4 filing

Mobia Medical, Inc. (MOBI) · filed Jun 29, 2026

Accession no.
0001193125-26-288996
Filed
Jun 29, 2026, 8:05 PM ET
Trade date
May 11, 2026
Filing delay
49 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 14 non-derivative transactions and 14 derivative transactions. It was filed 49 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Soderstrom Carl DCIK 000159898510% Owner
Heighten Clay MCIK 000159911410% Owner
Green Park & Golf Ventures II, LLCCIK 000178273310% Owner
Garcia Gilbert G. IICIK 000181428910% Owner
GPG Healthcare Opportunities Fund, LLCCIK 000213672410% Owner
GPG Dais, LLCCIK 000213673910% Owner
GPG GR, LLCCIK 000213674310% Owner
GPG Healthcare Opportunities Fund II, LLCCIK 000213674410% Owner
GPG Charles & Potomac, LLCCIK 000213677910% Owner
GPG BFH, LLCCIK 000213679110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 11, 2026Common StockCConversionAcquired+11,139–F1–11,139Indirect
May 11, 2026Common StockCConversionAcquired+29,704–F1–29,704Indirect
May 11, 2026Common StockCConversionAcquired+21,819–F1–51,523Indirect
May 11, 2026Common StockCConversionAcquired+10,000–F4–61,523Indirect
May 11, 2026Common StockCConversionAcquired+22,278–F1–22,278Indirect
May 11, 2026Common StockCConversionAcquired+10,909–F1–33,187Indirect
May 11, 2026Common StockCConversionAcquired+8,500–F4–41,687Indirect
May 11, 2026Common StockCConversionAcquired+141,054–F1–141,054Indirect
May 11, 2026Common StockCConversionAcquired+96,540–F1–96,540Indirect
May 11, 2026Common StockCConversionAcquired+112,843–F1–209,383Indirect
May 11, 2026Common StockCConversionAcquired+108,005–F1–317,388Indirect
May 11, 2026Common StockCConversionAcquired+33,333–F4–350,721Indirect
May 11, 2026Common StockCConversionAcquired+68,044–F1–68,044Indirect
May 11, 2026Common StockCConversionAcquired+200,202–F1–268,246Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 11, 2026Common StockCConversionDisposed−11,139–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−29,704–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−21,819–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−10,000–F4–0Indirect
May 11, 2026Common StockCConversionDisposed−22,278–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−10,909–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−8,500–F4–0Indirect
May 11, 2026Common StockCConversionDisposed−141,054–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−96,540–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−112,843–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−108,005–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−33,333–F4–0Indirect
May 11, 2026Common StockCConversionDisposed−68,044–F1–0Indirect
May 11, 2026Common StockCConversionDisposed−200,202–F1–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms.

Referenced by the price of 11 transactions in Table I and 11 transactions in Table II.

F4

The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes.

Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.

Remarks

This Form 4 is the first of five Forms 4 filed relating to the same event. Combined, the five Forms 4 report the holdings for the following reporting persons: Green Park & Golf Ventures II, LLC, Clay M. Heighten, MD, Carl D. Soderstrom, Gilbert G. Garcia II, GPG BFH, LLC, GPG Charles & Potomac, LLC, GPG Dais, LLC, GPG GR, LLC, GPG Healthcare Opportunities Fund II, LLC, GPG Healthcare Opportunities Fund, LLC, GPG JCT, LLC, GPG MTI 22, LLC, GPG MTI 25, LLC, GPG MOBI, LLC, GPG MTI 3-17 Investment, LLC, GPG PHL, LLC, GPG RM Investment, LLC, GPG SC, LLC, GPG WG, LLC, GPG MTIF, LLC, Micro TI Investment 2, LLC, Micro TI Investment, LLC, MTI 20 Investment, LLC, MTI 2015 Investment, LLC, HTX MCT1 0320 Investment, LLC, HTX MCT2 0221 Investment, LLC, HTX MCT3 0322 Investment, LLC, HTX MCT4 0226 Investment, LLC and Green Park & Golf Ventures - Houston, LLC. The Form 4 has been split into five filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.

Read the full filing on SEC EDGAR (opens in a new tab)