Xu Hong's Form 4 filing
Alibaba Group Holding Ltd (BABA) · filed Jun 29, 2026
- Accession no.
- 0001193125-26-286743
- Filed
- Jun 29, 2026
- Trade date
- Jun 25, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.13M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Xu HongCIK 0002114529 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +10,000 | – | – | 76,550 | Direct | |
| Jun 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +360,000 | – | – | 436,550 | Direct | |
| Jun 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +9,000 | – | – | 445,550 | Direct | |
| Jun 25, 2026 | Ordinary Shares | MOption exerciseAcquired | +10,000 | – | – | 455,550 | Direct | |
| Jun 25, 2026 | Ordinary Shares | SSaleDisposed | −175,054 | $12.15 | −$2,126,906.1 | 280,496 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 70,000 | Direct | |
| Jun 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −360,000 | $0.00 | $0 | 864,000 | Direct | |
| Jun 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 99,000 | Direct | |
| Jun 25, 2026 | Ordinary Shares | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 150,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.