Yoon Gene's Form 4 filing
Neptune Insurance Holdings Inc. (NP) · filed May 19, 2026
- Accession no.
- 0001193125-26-231465
- Filed
- May 19, 2026, 9:00 PM ET
- Trade date
- May 15-19, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $139.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yoon GeneCIK 0001814482 | 10% Owner |
| Bregal Sagemount Management LPCIK 0001965125 | 10% Owner |
| Bregal Sagemount IV General Partner Jersey LtdCIK 0002087970 | 10% Owner |
| BSIV Hold 101 GP, LLCCIK 0002087987 | 10% Owner |
| BSIV Hold 101, LPCIK 0002087995 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were sold in connection with the public offering of the Issuer's Class A Common Stock pursuant to the prospectus dated May 13, 2026 (the "Offering").
Referenced by the price of 1 transaction in Table I.
- F2
These shares were sold pursuant to the underwriters' exercise of their over-allotment option in connection with the Offering.
Referenced by the price of 1 transaction in Table I.