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Gross Michael S's Form 4 filing

SLR Investment Corp. (SLRC) · filed May 14, 2026

Accession no.
0001193125-26-223972
Filed
May 14, 2026
Trade date
May 12-13, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $261.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gross Michael SCIK 0001186884Director, Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 12, 2026Common StockPPurchaseAcquired+10,000$13.09F1+$130,9004,035,153Indirect
May 13, 2026Common StockPPurchaseAcquired+10,000$13.10F6+$131,0004,045,153Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on May 12, 2026 is based on prices ranging from a low of $13.06 per share to a high of $13.09 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote (1) and footnote (6) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on May 13, 2026 is based on prices ranging from a low of $13.09 per share to a high of $13.10 per share.

Referenced by the price of 1 transaction in Table I.

Remarks

Co-Chief Executive Officer, President, Chairman of the Board

Read the full filing on SEC EDGAR (opens in a new tab)