Jacobson Mark L.'s Form 4 filing
Axsome Therapeutics, Inc. (AXSM) · filed May 5, 2026
- Accession no.
- 0001193125-26-207148
- Filed
- May 5, 2026
- Trade date
- May 4-5, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.08M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jacobson Mark L.CIK 0001805812 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2026 | Common Stock | MOption exerciseAcquired | +4,517 | $12.95 | +$58,495.15 | 4,517 | Direct | |
| May 4, 2026 | Common Stock | SSaleDisposed | −4,517 | $227.94F4 | −$1,029,604.98 | 0 | Direct | |
| May 5, 2026 | Common Stock | MOption exerciseAcquired | +233 | $12.95 | +$3,017.35 | 233 | Direct | |
| May 5, 2026 | Common Stock | SSaleDisposed | −233 | $228.18F5 | −$53,165.94 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2026 | Common Stock | MOption exerciseDisposed | −4,517 | $0.00 | $0 | 115,187 | Direct | |
| May 5, 2026 | Common Stock | MOption exerciseDisposed | −233 | $0.00 | $0 | 114,954 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $225.12 and $231.97.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $225.01 and $230.77.
Referenced by the price of 1 transaction in Table I.