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Carroll Jill's Form 4 filing

Avalyn Pharma Inc. (AVLN) · filed May 1, 2026

Accession no.
0001193125-26-201894
Filed
May 1, 2026
Trade date
May 1, 2026
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $5.00M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carroll JillCIK 0001598542Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2026Common StockCConversionAcquired+1,419,298––1,419,298Indirect
May 1, 2026Common StockCConversionAcquired+489,486––1,908,784Indirect
May 1, 2026Common StockPPurchaseAcquired+277,778$18.00+$5,000,0042,186,562Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 1, 2026Common StockCConversionDisposed−1,419,298––0Indirect
May 1, 2026Common StockCConversionDisposed−489,486––0Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)