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Kaplan Andrew T.'s Form 4 filing

Kailera Therapeutics, Inc. (KLRA) · filed Apr 20, 2026

Accession no.
0001193125-26-164388
Filed
Apr 20, 2026
Trade date
Apr 16-20, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $134.4M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kaplan Andrew T.CIK 0001752059Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 20, 2026Common StockCConversionAcquired+17,857,143–F1–17,857,143Indirect
Apr 20, 2026Common StockPPurchaseAcquired+8,398,438$16.00+$134,375,00826,255,581Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 20, 2026Common StockCConversionDisposed−17,857,143$0.00$00Indirect
Apr 16, 2026Common StockAGrant or awardAcquired+38,300$0.00$038,300Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1:1 basis upon the closing of the Issuer's initial public offering. These securities had no expiration date.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)