George W Whitney's Form 4 filing
Sprott Focus Trust Inc. (FUND) · filed Mar 31, 2026
- Accession no.
- 0001193125-26-133610
- Filed
- Mar 31, 2026
- Trade date
- Mar 27, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market purchases total $1.21M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George W WhitneyCIK 0001185838 | Director, 10% Owner, Other: Senior Portfolio Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +16,268 | $8.96 | +$145,761.28 | 8,094,301 | Direct | |
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +4,571 | $8.85 | +$40,453.35 | 311,376 | Indirect | |
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +48,814 | $8.96 | +$437,373.44 | 3,325,077 | Indirect | |
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +21,227 | $8.96 | +$190,193.92 | 1,445,933 | Indirect | |
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +3,943 | $8.96 | +$35,329.28 | 268,593 | Indirect | |
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +1,702 | $8.96 | +$15,249.92 | 115,994 | Indirect | |
| Mar 27, 2026 | Common Stock | PPurchaseAcquired | +38,561 | $8.96 | +$345,506.56 | 2,626,673 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. George disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. George is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("1934 Act"), or for any other purpose. The purchases of shares of Sprott Focus Trust, Inc. were made pursuant to a dividend reinvestment plan that satisfies requirements of Rule 16a-11 under the 1934 Act. Rule 16a-11 exempts such transactions from Section 16 of the 1934 Act.