Brown Kyle Steven's Form 4 filing
Trinity Capital Inc. (TRIN) · filed Mar 17, 2026
- Accession no.
- 0001193125-26-111473
- Filed
- Mar 17, 2026
- Trade date
- Mar 13-16, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $50.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown Kyle StevenCIK 0001796795 | Director, Officer (CEO, President and CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2026 | Common Stock | FTax withholdingDisposed | −16,187 | $14.42F1 | −$233,416.54 | 360,588.19 | Direct | |
| Mar 13, 2026 | Common Stock | AGrant or awardAcquired | +256,588 | –F2 | – | 617,176.19 | Direct | |
| Mar 16, 2026 | Common Stock | PPurchaseAcquired | +3,532.32 | $14.16 | +$50,017.65 | 620,708.51 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3
Referenced by the price of 1 transaction in Table I.
- F2
Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.
Referenced by the price of 1 transaction in Table I.
Remarks
Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.