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Blavatnik Len's Form 4 filing

LyondellBasell Industries N.V. (LYB) · filed Mar 11, 2026

Accession no.
0001193125-26-102181
Filed
Mar 11, 2026, 4:15 PM ET
Trade date
Mar 9, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions. Open-market sales total $26.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Blavatnik LenCIK 000132662810% Owner
Access Industries Holdings LLCCIK 000139129710% Owner
Access Industries Management, LLCCIK 000150822610% Owner
Access Industries, LLCCIK 000150822710% Owner
AI Investments Holdings LLCCIK 000150823710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 9, 2026Ordinary sharesGGiftDisposed−464,610$0.00F1$01,000,000Indirect
Mar 9, 2026Ordinary sharesSSaleDisposed−80,679$67.03F4−$5,408,179.615,574,787Indirect
Mar 9, 2026Ordinary sharesSSaleDisposed−177$67.03F4−$11,864.89765,819Direct
Mar 9, 2026Ordinary sharesSSaleDisposed−189,277$68.13F5−$12,895,763.785,385,510Indirect
Mar 9, 2026Ordinary sharesSSaleDisposed−414$68.13F5−$28,206.52765,405Direct
Mar 9, 2026Ordinary sharesSSaleDisposed−114,592$68.90F6−$7,895,354.425,270,918Indirect
Mar 9, 2026Ordinary sharesSSaleDisposed−251$68.90F6−$17,293.82765,154Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These shares were donated by Access Industries Core Holdings LLC (formerly AIPH Holdings LLC) ("AICH") for no consideration as a charitable contribution.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $66.72 to $67.7193 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Referenced by the price of 2 transactions in Table I.

F5

The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $67.72 to $68.715 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Referenced by the price of 2 transactions in Table I.

F6

The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $68.72 to $69.19 inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)