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Smith Sherrell's Form 4 filing

Universal Technical Institute Inc (UTI) · filed Mar 4, 2026

Accession no.
0001193125-26-092145
Filed
Mar 4, 2026
Trade date
Dec 8, 2025-Mar 2, 2026
Filing delay
86 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions. Open-market sales total $1.95M. It was filed 86 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith SherrellCIK 0001371105Officer (EVP, Chief Academic Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2026Common Stock, $0.0001 par valueSSaleDisposed−30,000$36.99−$1,109,700129,375Direct
Dec 8, 2025Common Stock, $0.0001 par valueAGrant or awardAcquired+25,920$0.00$067,139Indirect
Dec 10, 2025Common Stock, $0.0001 par valueAGrant or awardAcquired+3,718––70,857Indirect
Dec 11, 2025Common Stock, $0.0001 par valueFTax withholdingDisposed−7,219$24.55−$177,226.4563,638Indirect
Dec 11, 2025Common Stock, $0.0001 par valueFTax withholdingDisposed−1,776$24.55−$43,600.861,862Indirect
Dec 11, 2025Common Stock, $0.0001 par valueFTax withholdingDisposed−881$24.55−$21,628.5560,981Indirect
Dec 17, 2025Common Stock, $0.0001 par valueFTax withholdingDisposed−836$26.06−$21,786.1660,145Indirect
Mar 2, 2026Common Stock, $0.0001 par valueSSaleDisposed−22,671$37.10−$841,094.137,474Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)