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Cordonnier Michael's Form 4 filing

Carlsmed, Inc. (CARL) · filed Mar 4, 2026

Accession no.
0001193125-26-091468
Filed
Mar 4, 2026, 4:05 PM ET
Trade date
Mar 2-3, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.63M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cordonnier MichaelCIK 0002077087Director, Officer (CEO, President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2026Common StockMOption exerciseAcquired+197,855$0.335+$66,281.431,554,501Direct
Mar 2, 2026Common StockSSaleDisposed−197,855$13.29F2−$2,629,888.661,356,646Direct
Mar 3, 2026Common StockMOption exerciseAcquired+160,567$0.335+$53,789.951,517,213Direct
Mar 3, 2026Common StockMOption exerciseAcquired+33,264$4.35+$144,764.931,550,477Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 2, 2026Common StockMOption exerciseDisposed−197,855$0.00$0160,567Direct
Mar 3, 2026Common StockMOption exerciseDisposed−160,567$0.00$00Direct
Mar 3, 2026Common StockMOption exerciseDisposed−33,264$0.00$0191,692Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $13.000 to $14.030. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)