Zemlyak James M's Form 4 filing
Stifel Financial Corp (SF) · filed Feb 2, 2026
- Accession no.
- 0001193125-26-033740
- Filed
- Feb 2, 2026
- Trade date
- Jan 29-30, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.12K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zemlyak James MCIK 0001203675 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2026 | Common Stock | SSaleDisposed | −9 | $123.90 | −$1,115.1 | 7,072 | Indirect | |
| Jan 30, 2026 | Common Stock | MOption exerciseAcquired | +5,644 | $0.00 | $0 | 1,155,620 | Direct | |
| Jan 30, 2026 | Common Stock | FTax withholdingDisposed | −2,487 | $126.24 | −$313,958.88 | 1,153,133 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2026 | Common Stock | MOption exerciseDisposed | −5,644 | $0.00 | $0 | 55,140 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.