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Ruppert Jens Frank's Form 4 filing

Richardson Electronics, Ltd. (RELL) · filed Jan 29, 2026

Accession no.
0001193125-26-029164
Filed
Jan 29, 2026
Trade date
Jan 27, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $205.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ruppert Jens FrankCIK 0001690429Officer (EVP Canvys)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2026Common StockMOption exerciseAcquired+6,000$9.10+$54,60045,500Direct
Jan 27, 2026Common StockMOption exerciseAcquired+2,000$5.61+$11,22047,500Direct
Jan 27, 2026Common StockMOption exerciseAcquired+5,000$4.26+$21,30052,500Direct
Jan 27, 2026Common StockMOption exerciseAcquired+4,000$7.66+$30,64056,500Direct
Jan 27, 2026Common StockSSaleDisposed−8,000$12.19−$97,52048,500Direct
Jan 27, 2026Common StockSSaleDisposed−7,900$12.00−$94,80040,600Direct
Jan 27, 2026Common StockSSaleDisposed−1,100$11.99−$13,18939,500Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 27, 2026Common StockMOption exerciseDisposed−6,000$0.00$00Direct
Jan 27, 2026Common StockMOption exerciseDisposed−2,000$0.00$00Direct
Jan 27, 2026Common StockMOption exerciseDisposed−5,000$0.00$00Direct
Jan 27, 2026Common StockMOption exerciseDisposed−4,000$0.00$01,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)