Uba Hajime's Form 4 filing
Kura Sushi USA, Inc. (KRUS) · filed Jan 21, 2026
- Accession no.
- 0001193125-26-017914
- Filed
- Jan 21, 2026
- Trade date
- Jan 16, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $720.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Uba HajimeCIK 0001783862 | Director, Officer (SEE REMARKS (a)) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2026 | Class A Common Stock | MOption exerciseAcquired | +2,712 | $25.94 | +$70,349.28 | 8,738.33 | Direct | |
| Jan 16, 2026 | Class A Common Stock | MOption exerciseDisposed | −2,747 | $22.65 | −$62,219.55 | 11,485.33 | Direct | |
| Jan 16, 2026 | Class A Common Stock | MOption exerciseDisposed | −4,415 | $46.15 | −$203,752.25 | 15,900.33 | Direct | |
| Jan 16, 2026 | Class A Common Stock | SSaleDisposed | −3,211 | $71.83F1 | −$230,646.13 | 12,689.33 | Direct | |
| Jan 16, 2026 | Class A Common Stock | SSaleDisposed | −3,813 | $72.82F2 | −$277,662.66 | 8,876.33 | Direct | |
| Jan 16, 2026 | Class A Common Stock | SSaleDisposed | −2,850 | $74.31F3 | −$211,783.5 | 6,026.33 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2026 | Class A Common Stock | MOption exerciseDisposed | −2,712 | $0.00 | $0 | 1,917 | Direct | |
| Jan 16, 2026 | Class A Common Stock | MOption exerciseDisposed | −2,747 | $0.00 | $0 | 7,973 | Direct | |
| Jan 16, 2026 | Class A Common Stock | MOption exerciseDisposed | −4,415 | $0.00 | $0 | 2,733 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.31 to $72.30, inclusive. The reporting person undertakes to provide to Kura Sushi USA, Inc., any security holder of Kura Sushi USA, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.37 to $73.21, inclusive. The reporting person undertakes to provide to Kura Sushi USA, Inc., any security holder of Kura Sushi USA, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.28 to $74.64, inclusive. The reporting person undertakes to provide to Kura Sushi USA, Inc., any security holder of Kura Sushi USA, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
(a) President, Chief Executive Officer and Chairman of the Board of Directors.