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Wittmann Michael's Form 4 filing

indie Semiconductor, Inc. (INDI) · filed Jan 6, 2026

Accession no.
0001193125-26-004917
Filed
Jan 6, 2026
Trade date
Jan 3-5, 2026
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $56.2K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wittmann MichaelCIK 0002009989Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 3, 2026Class A Common StockMOption exerciseAcquired+1,443$0.00$095,448Direct
Jan 3, 2026Class A Common StockMOption exerciseAcquired+18,750$0.00$0114,198Direct
Jan 3, 2026Class A Common StockMOption exerciseAcquired+12,500$0.00$0126,698Direct
Jan 5, 2026Class A Common StockSSaleDisposed−5,216$3.67−$19,142.72121,482Direct
Jan 5, 2026Class A Common StockSSaleDisposed−8,387$3.67F3−$30,780.29113,095Direct
Jan 5, 2026Class A Common StockSSaleDisposed−1,710$3.67F3−$6,275.7111,385Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 3, 2026Class A Common StockMOption exerciseDisposed−1,443$0.00$00Direct
Jan 3, 2026Class A Common StockMOption exerciseDisposed−37,500$0.00$018,750Direct
Jan 3, 2026Class A Common StockMOption exerciseDisposed−12,500$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in separate transactions at prices ranging from $3.61 to $3.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)