Aoki Ichiro's Form 4 filing
indie Semiconductor, Inc. (INDI) · filed Jan 6, 2026
- Accession no.
- 0001193125-26-004884
- Filed
- Jan 6, 2026
- Trade date
- Jan 3-5, 2026
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $26.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Aoki IchiroCIK 0001865423 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,587 | $0.00 | $0 | 86,288 | Direct | |
| Jan 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +9,375 | $0.00 | $0 | 95,663 | Direct | |
| Jan 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +6,250 | $0.00 | $0 | 101,913 | Direct | |
| Jan 5, 2026 | Class A Common Stock | SSaleDisposed | −665 | $3.67 | −$2,440.55 | 101,248 | Direct | |
| Jan 5, 2026 | Class A Common Stock | SSaleDisposed | −3,913 | $3.67 | −$14,360.71 | 97,335 | Direct | |
| Jan 5, 2026 | Class A Common Stock | SSaleDisposed | −2,610 | $3.67 | −$9,578.7 | 94,725 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,587 | $0.00 | $0 | 0 | Direct | |
| Jan 3, 2026 | Class A Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 9,375 | Direct | |
| Jan 3, 2026 | Class A Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.