Saad Mark E's Form 4 filing
Axsome Therapeutics, Inc. (AXSM) · filed Jan 2, 2026
- Accession no.
- 0001193125-26-001181
- Filed
- Jan 2, 2026
- Trade date
- Dec 31, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saad Mark ECIK 0001295913 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | Common Stock | MOption exerciseAcquired | +6,231 | $8.02 | +$49,972.62 | 16,233 | Direct | |
| Dec 31, 2025 | Common Stock | SSaleDisposed | −6,231 | $165.18F4 | −$1,029,236.58 | 10,002 | Direct | |
| Dec 31, 2025 | Common Stock | MOption exerciseAcquired | +31,346 | $4.95 | +$155,162.7 | 41,348 | Direct | |
| Dec 31, 2025 | Common Stock | SSaleDisposed | −31,346 | $165.18F4 | −$5,177,732.28 | 10,002 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | Common Stock | MOption exerciseDisposed | −6,231 | $0.00 | $0 | 0 | Direct | |
| Dec 31, 2025 | Common Stock | MOption exerciseDisposed | −31,346 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $165.00 and $166.09.
Referenced by the price of 2 transactions in Table I.