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Dick Roger L's Form 4 filing

Uwharrie Capital Corp (UWHR) · filed Jan 2, 2026

Accession no.
0001193125-26-000786
Filed
Jan 2, 2026
Trade date
Dec 31, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $9.73K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dick Roger LCIK 0001255676Officer (President/CEO of UCC)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 31, 2025Common StockPPurchaseAcquired+489$10.95+$5,354.553,251Direct
Dec 31, 2025Common StockPPurchaseAcquired+400$10.95+$4,3803,651Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)