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Connolly James's Form 4 filing

Plymouth Industrial REIT, Inc. (PLYM) · filed Dec 22, 2025

Accession no.
0001193125-25-328701
Filed
Dec 22, 2025
Trade date
Dec 18-19, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.30M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Connolly JamesCIK 0002012345Officer (EVP/Asset Management)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 18, 2025Common StockMOption exerciseAcquired+9,950$0.00$0107,168Direct
Dec 18, 2025Common StockMOption exerciseAcquired+15,900$0.00$0123,068Direct
Dec 18, 2025Common StockMOption exerciseAcquired+56,544$0.00$0179,612Direct
Dec 19, 2025Common StockSSaleDisposed−59,376$21.86−$1,297,959.36120,236Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 18, 2025Common StockMOption exerciseDisposed−9,950$0.00$044,172Direct
Dec 18, 2025Common StockMOption exerciseDisposed−15,900$0.00$028,272Direct
Dec 18, 2025Common StockMOption exerciseDisposed−28,272$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)