Oldham Paul R's Form 4 filing
Advanced Energy Industries Inc (AEIS) · filed Nov 21, 2025
- Accession no.
- 0001193125-25-291217
- Filed
- Nov 21, 2025
- Trade date
- Nov 19, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oldham Paul RCIK 0001421764 | Officer (EVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2025 | Common Stock | MOption exerciseAcquired | +6,042 | $85.97 | +$519,430.74 | 37,048 | Direct | |
| Nov 19, 2025 | Common Stock | FTax withholdingDisposed | −4,082 | $203.07 | −$828,931.74 | 32,966 | Direct | |
| Nov 19, 2025 | Common Stock | SSaleDisposed | −8,174 | $203.11F3 | −$1,660,221.14 | 24,792 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2025 | Common Stock | MOption exerciseDisposed | −6,042 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.07 to $203.14, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Referenced by the price of 1 transaction in Table I.