Geygan Jeffrey Richart's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) · filed Oct 21, 2025
- Accession no.
- 0001193125-25-245563
- Filed
- Oct 21, 2025
- Trade date
- Oct 17-20, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $120.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, Officer (Interim CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2025 | Common Stock | JOtherDisposed | −445 | –F1 | – | 1,682,898 | Indirect | |
| Oct 17, 2025 | Common Stock | JOtherAcquired | +445 | –F1 | – | 185,041 | Direct | |
| Oct 17, 2025 | Common Stock | PPurchaseAcquired | +61,670 | $1.59F4 | +$98,055.3 | 1,744,568 | Indirect | |
| Oct 20, 2025 | Common Stock | PPurchaseAcquired | +13,753 | $1.61F4 | +$22,142.33 | 1,758,321 | Indirect | |
| Oct 20, 2025 | Common Stock | JOtherDisposed | −3,385 | –F5 | – | 1,754,936 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These entries correct an inadvertent attribution of 445 shares of shares of common stock, $0.001 par value of Rocky Mountain Chocolate Factory, Inc. previously reported as indirectly owned by Mr. Geygan, to Mr. Geygan's direct ownership. The transaction occurred on October 24, 2024, at a weighted average price of $2.6013 per share, and was originally reported on Mr. Geygan's Form 4, as amended, filed with the U.S. Securities and Exchange Commission on October 25, 2024 (SEC Accession No. 0000950170-24-117400).
Referenced by the price of 2 transactions in Table I.
- F4
The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.
- F5
As of October 20, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
Referenced by the price of 1 transaction in Table I.