BoltRock Holdings LLC's Form 4 filing
CitroTech Inc. (CITR) · filed Oct 15, 2025
- Accession no.
- 0001193125-25-240339
- Filed
- Oct 15, 2025
- Trade date
- Jun 30-Sep 30, 2025
- Filing delay
- 107 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 4 derivative transactions. It was filed 107 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BoltRock Holdings LLCCIK 0002061007 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2025 | Common Stock | CConversionAcquired | +2,166,667 | –F1 | – | 2,416,667 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2025 | Common Stock | JOtherAcquired | +230,024 | –F2 | – | 719,007 | Direct | |
| Sep 3, 2025 | Common Stock | CConversionDisposed | −2,166,667 | –F1 | – | 69,007 | Direct | |
| Sep 30, 2025 | Common Stock | PPurchaseAcquired | +88,890 | –F3 | – | 95,674 | Direct | |
| Sep 30, 2025 | Common Stock | PPurchaseAcquired | +44,445 | –F5 | – | 44,445 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
Represents shares of Series C Convertible Preferred Stock issued to the Reporting Person pursuant to an adjustment under the March 2025 Share Purchase Agreement to offset dilution from subsequent equity issuances.
Referenced by the price of 1 transaction in Table II.
- F3
On September 30, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 26,667 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $400,000 ($15.00 per Series C Share).
Referenced by the price of 1 transaction in Table II.
- F5
In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.
Referenced by the price of 1 transaction in Table II.
Remarks
The number of shares of Common Stock reported herein as beneficially owned by the Reporting Person reflects the 1-for-6 reverse stock split of the Issuer's Common Stock and Series A Preferred Stock effective August 28, 2025.