Yoon Gene's Form 4 filing
Neptune Insurance Holdings Inc. (NP) · filed Oct 3, 2025
- Accession no.
- 0001193125-25-230427
- Filed
- Oct 3, 2025, 5:14 PM ET
- Trade date
- Oct 1, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $15.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yoon GeneCIK 0001814482 | 10% Owner |
| Bregal Sagemount Management LPCIK 0001965125 | 10% Owner |
| Bregal Sagemount IV General Partner Jersey LtdCIK 0002087970 | 10% Owner |
| BSIV Hold 101 GP, LLCCIK 0002087987 | 10% Owner |
| BSIV Hold 101, LPCIK 0002087995 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2025 | Class A Common Stock | SSaleDisposed | −820,123 | $18.75F1 | −$15,377,306.25 | 19,530,472 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold pursuant to the underwriters' exercise of their over-allotment option in connection with the initial public offering of the Issuer's Class A Common Stock at a price per share equal to the initial public offering price, net of underwriting discounts and commissions. BSIV Hold 101, LP ("BSIV 101") was a selling stockholder in the initial public offering.
Referenced by the price of 1 transaction in Table I.