Baker Julian's Form 4 filing
KALA BIO, Inc. (KALA) · filed Oct 2, 2025
- Accession no.
- 0001193125-25-228536
- Filed
- Oct 2, 2025, 4:47 PM ET
- Trade date
- Sep 30-Oct 1, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker JulianCIK 0001087939 | Other: Former 10% owner |
| Baker FelixCIK 0001087940 | Other: Former 10% owner |
| Baker Bros. Advisors LPCIK 0001263508 | Other: Former 10% owner |
| Baker Bros. Advisors (GP) LLCCIK 0001580575 | Other: Former 10% owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2025 | Common Stock | SSaleDisposed | −21,376 | $1.60F1 | −$34,113.96 | 97,120 | Indirect | |
| Sep 30, 2025 | Common Stock | SSaleDisposed | −195,425 | $1.60F1 | −$311,878.76 | 887,973 | Indirect | |
| Oct 1, 2025 | Common Stock | SSaleDisposed | −50,640 | $1.38F6 | −$70,075.63 | 46,480 | Indirect | |
| Oct 1, 2025 | Common Stock | SSaleDisposed | −462,967 | $1.38F6 | −$640,653.73 | 425,006 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock ("Common Stock") of KALA BIO, Inc. (the "Issuer") were traded by 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds") in multiple transactions at prices ranging from $1.50 to $1.84, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were traded by 667 and Life Sciences in multiple transactions at prices ranging from $1.27 to $1.48, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff, upon request, full information regarding the number of shares traded at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.