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Jacobson Mark L.'s Form 4 filing

Axsome Therapeutics, Inc. (AXSM) · filed Sep 22, 2025

Accession no.
0001193125-25-211788
Filed
Sep 22, 2025
Trade date
Sep 22, 2025
Filing delay
Same day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.16M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jacobson Mark L.CIK 0001805812Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 22, 2025Common StockMOption exerciseAcquired+10,000$2.85+$28,50010,000Direct
Sep 22, 2025Common StockSSaleDisposed−10,000$115.96F4−$1,159,6000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 22, 2025Common StockMOption exerciseDisposed−10,000$0.00$035,378Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $115.11 and $116.55.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)