Jacobson Mark L.'s Form 4 filing
Axsome Therapeutics, Inc. (AXSM) · filed Sep 17, 2025
- Accession no.
- 0001193125-25-206494
- Filed
- Sep 17, 2025
- Trade date
- Sep 16, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.24M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jacobson Mark L.CIK 0001805812 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2025 | Common Stock | SSaleDisposed | −5,783 | $116.19F5 | −$671,926.77 | 0 | Direct | |
| Sep 16, 2025 | Common Stock | MOption exerciseAcquired | +25,000 | $4.95 | +$123,750 | 25,000 | Direct | |
| Sep 16, 2025 | Common Stock | MOption exerciseAcquired | +15,000 | $4.85 | +$72,750 | 40,000 | Direct | |
| Sep 16, 2025 | Common Stock | SSaleDisposed | −40,000 | $114.23F6 | −$4,569,200 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2025 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2025 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
Represents the sale price of all shares in an open market transaction.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $112.93 and $116.87.
Referenced by the price of 1 transaction in Table I.